Arbitration
FPO: First of Its Kind – SEC Settles Charges Against Public Company for Misleading COVID-19 Related Disclosures
By Amit Mehta on September 29, 2018
On December 4, 2020, the Securities and Exchange Commission announced the settlement of its first ever enforcement action against a public company for misleading COVID-19 related disclosures.
FPO: Regulators Continue to Emphasize Anti-Money Laundering Compliance
By Paul Hastings on September 25, 2018
FPO: On September 24, 2020, Commodity Futures Trading Commission (“CFTC”) Commissioner Dan Berkovitz discussed the agency’s Anti-Money Laundering (“AML”) enforcement program in detail, signaling the C...